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By John L. Esposito and
John O. Voll |
ISLAM AND DEMOCRACY
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The
relationship between Islam and democracy in the contemporary
world is complex. The Muslim world is not ideologically monolithic.
It presents a broad spectrum of perspectives ranging from the
extremes of those who deny a connection between Islam and democracy
to those who argue that Islam requires a democratic system.
In between the extremes, in a number of countries where Muslims
are a majority, many Muslims believe that Islam is a support
for democracy even though their particular political system
is not explicitly defined as Islamic.
Throughout the Muslim world in the twentieth century, many groups
that identify themselves explicitly as Islamic attempted to
participate directly in the democratic processes as regimes
were overthrown in Eastern Europe, Africa, and elsewhere. In
Iran such groups controlled and defined the system as a whole;
in other areas, the explicitly Islamic groups were participating
in systems that were more secular in structure. The participation
of self-identified Islamically oriented groups in elections,
and in democratic processes in general, aroused considerable
controversy. People who believe that secular approaches and
a separation of religion and politics are an essential part
of democracy argue that Islamist groups only advocate democracy
as a tactic to gain political power.
They say Islamist groups support “one man, one vote, one time.”
In Algeria and Turkey, following electoral successes by parties
thought to be religiously threatening to the existing political
regimes, the Islamic political parties were restricted legally
or suppressed.
The relationship between Islam and democracy is strongly debated
among the people who identify with the Islamic resurgence in
the late twentieth century and the beginning of the twenty-first.
Some of these Islamists believe that “democracy” is a foreign
concept that has been imposed by Westernizers and secular reformers
upon Muslim societies. They often argue that the concept of
popular sovereignty denies the fundamental Islamic affirmation
of the sovereignty of God and is, therefore, a form of idolatry.
People holding these views are less likely to be the ones participating
in elections. Many limit themselves to participating in intellectual
debates in the media, and others hold themselves aloof from
the political dynamics of their societies, hoping that their
own isolated community will in some way be an inspiration to
the broader Muslim community. Many prominent Islamic intellectuals
and groups, however, argue that Islam and democracy are compatible.
Some extend the argument to affirm that under the conditions
of the contemporary world, democracy can be considered a requirement
of Islam.In these discussions, Muslim scholars bring historically
important concepts from within the Islamic tradition together
with the basic concepts of democracy as understood in the modern
world.
The process in the Muslim world is similar to that which has
taken place within other major religious traditions. All of
the great world faith traditions represent major bodies of ideas,
visions, and concepts fundamental to understanding human life
and destiny.
Many of these significant concepts have been used in different
ways in different periods of history. The Christian tradition,
for example, in premodern times provided a conceptual foundation
for divine right monarchy; in contemporary times, it fosters
the concept that Christianity and democracy are truly compatible.
In all traditions, there are intellectual and ideological resources
that can provide the justification for absolute monarchy or
for democracy. The controversies arise regarding how basic concepts
are to be understood and implemented.
A relatively neutral starting point for Muslims is presented
in a 1992 interview in the London Observer with the Tunisian
Islamist leader and political exile, Rashid Ghanoushi: “If by
democracy is meant the liberal model of government prevailing
in the West, a system under which the people freely choose their
representatives and leaders, in which there is an alternation
of power, as well as all freedoms and human rights for the public,
then Muslims will find nothing in their religion to oppose democracy,
and it is not in their interests to do so.” Many Muslims, including
Ghanoushi himself, go beyond this and view democracy as an appropriate
way to fulfill certain obligations of the faith in the contemporary
world.
The Islamic tradition contains a number of key concepts that
are presented by Muslims as the key to “Islamic democracy.”
Most would agree that it is important for Muslims not simply
to copy what non-Muslims have done in creating democratic systems,
emphasizing that there are different forms that legitimate democracy
can take. Iran’s President Mohammad Khatami, in a television
interview in June before that country’s presidential elections,
noted that “the existing democracies do not necessarily follow
one formula or aspect. It is possible that a democracy may lead
to a liberal system. It is possible that democracy may lead
to a socialist system. Or it may be a democracy with the inclusion
of religious norms in the government. We have accepted the third
option.” Khatami presents a view common among the advocates
of Islamic democracy that “today world democracies are suffering
from a major vacuum, which is the vacuum of spirituality,” and
that Islam can provide the framework for combining democracy
with spirituality and religious government.
The synthesis of spirituality and government builds on a fundamental
affirmation at the heart of Islam: the proclamation that “There
is no divinity but The God” and the affirmation of the “oneness”
of God. This concept, called tawhid, provides the foundation
for the idea that one cannot separate different aspects of life
into separate compartments. Ali Shariati, who made important
contributions to the ideological development of the Islamic
revolution in Iran, wrote in On the Sociology of Islam, that
tawhid “in the sense of oneness of God is of course accepted
by all monotheists. But tauhid as a world view . . . means regarding
the whole universe as a unity, instead of dividing it into this
world and the here-after . . . spirit and body.” In this worldview,
the separation of religion from politics creates a spiritual
vacuum in the public arena and opens the way for political systems
that have no sense of moral values. From such a perspective,
a secular state opens the way for the abuse of power. The experiences
of Muslim societies with military regimes that are secularist
in ideological origin, such as the Baath Arab Socialist regime
of Saddam Hussein in Iraq, reinforce this mistrust of separating
religious values from politics.
Advocates of Islamic democracy argue that the Oneness of God
requires some form of democratic system; conservatives contend
that the idea of the sovereignty of the people contradicts the
sovereignty of God; often the alternative then becomes some
form of a monarchical system. The response to this is an affirmation
of tawhid, as expressed by a Sudanese intellectual, Abdelwahab
El-Affendi, in the October 2000 edition of Islam 21: “No Muslim
questions the sovereignty of God or the rule of Shari’ah [the
Islamic legal path]. However, most Muslims do (and did) have
misgivings about any claims by one person that he is sovereign.
The sovereignty of one man contradicts the sovereignty of God,
for all men are equal in front of God. . . . Blind obedience
to one-man rule is contrary to Islam.” In this way, it is argued
that the doctrine of tawhid virtually requires a democratic
system because humans are all created equal and any system that
denies that equality is not Islamic.
There are a number of specific concepts that Muslims cite when
they explain the relationship between Islam and democracy. In
the Qur’an, the righteous are described as those people who,
among other things, manage their affairs through “mutual consultation”
or shura (42:38 Qur’an). This is expanded through traditions
of the Prophet and the sayings and actions of the early leaders
of the Muslim community to mean that it is obligatory for Muslims
in managing their political affairs to engage in mutual consultation.
Contemporary Muslim thinkers ranging from relatively conservative
Islamists to more liberal modernists to Shi’ite activists emphasize
the importance of consultation. There would be little disagreement
with the view of Ayatollah Baqir al-Sadr, the Iraqi Shi’ite
leader who was executed by Saddam Hussein in 1980, who said
in Islamic Political System, that the people “have a general
right to dispose of their affairs on the basis of the principle
of consultation.” What this meant for the constitutional system
of the Islamic Republic of Iran, which was influenced by al-Sadr’s
thought, was affirmed by President Khatami in last June’s interview:
the “people play a fundamental role in bringing a government
to power, in supervising the government and possibly the replacement
of the government without any tension and problems.”
Another basic concept in the development of Islamic democracy
is “caliph.” In contemporary discussions, traditional political
usage of the term caliph has been redefined. Historically the
term caliph was used as the title of the monarchs who ruled
the medieval Muslim empire. When medieval Muslim political philosophers
spoke of the institutions of caliphal rule, the caliphate, they
were were analyzing the political institution of the successors
to the Prophet Muhammad as the leader of the Muslim community.
However, this concept of the caliphate was something that developed
after the death of the Prophet.
In the Qur’an, the Arabic words for caliph (khalifah) and caliphate
(khilafah) have a different meaning. These terms in the Qur’an
have the more general meaning of steward and stewardship or
trustee and trusteeship. In this way, Adam, as the first human,
is identified as God’s caliph or steward on earth (2:30). Muhammad
is instructed to remind humans that God made them the caliphs
(stewards or trustees) of the earth (6:165). In this way, in
the Qur’an, the term caliphate refers to the broad responsibilities
of humans to be the stewards of God’s creation.
By the late twentieth century, long after the last vestiges
of the political caliphate had been abolished by the reforms
of Ataturk in Turkey in 1924, Muslim intellectuals began to
see the importance of the concept of all humans as “caliphs”
or God’s stewards. As the intellectual dimensions of the late
twentieth-century Islamic resurgence became more clearly defined,
Ismail al-Faruqi, a scholar of Palestinian origins, outlined
an ambitious project in a small book, Islamization of Knowledge.
The concept of the caliphate involved responsibilities for all
humans, in all dimensions of life, but especially the political:
“Rightly, Muslims understand khilafah as directly political.
. . . Islam requires that every Muslim be politicized (i.e.,
awakened, organized, and mobilized).”
The implications of this reassertion of a more explicitly Qur’anic
meaning of human stewardship for Islamic democracy were spelled
out by the South Asian Islamist leader, Abu al-Ala Mawdudi in
The Islamic Way of Life: “The authority of the caliphate is
bestowed on the entire group of people, the community as a whole.
. . . Such a society carries the responsibility of the caliphate
as a whole and each one of its individual[s] shares the Divine
Caliphate. This is the point where democracy begins in Islam.
Every person in an Islamic society enjoys the rights and powers
of the caliphate of God and in this respect all individuals
are equal.”
In theory and concept, Islamic democracy is, at the beginning
of the twenty-first century, quite well developed and persuasive.
In actual practice the results have been less encouraging. Authoritarian
rulers such as Ja’far Numayri in Sudan and Zia al-Haqq in Pakistan
initiated formal programs of Islamization of the law and political
system in the 1980s with results that were not encouraging for
democracy. A military coup brought a combination of military
and civilian Islamists to rule in Sudan in 1989 and despite
the proclaimed goal of creating an Islamic democracy, the regime’s
human rights record in terms of treatment of non-Muslim minorities
and Muslim opposition groups is deplorable.
International human rights groups have also been critical of
the treatment of non-Muslim minorities in Iran, where the Shah
was overthrown in 1979. During its first decade, the Islamic
Republic set narrow limitations on political participation.
However, the end of the nineties saw the unprecedented presidential
election victory of Mohammad Khatami, who had not been favored
by the conservative religious establishment. He was reelected
by an overwhelming majority again in 2001. Although there are
continuing grounds for criticizing Iran in terms of its repression
of opposition and minorities, increasing numbers of women and
youth are voting in elections. Instead of “one man, one vote,
one time,” the “one man” is being joined by “one woman” as a
voting force.
Beyond the formally proclaimed Islamic political systems, there
has also been an increasing role for democracy with an Islamic
tone. In many countries, Muslims who are not activist Islamists
have participated in electoral processes and brought a growing
sense of the need for morality and Islamic awareness in the
political arena. In an era when politics in many countries is
becoming “desecularized,” leaders of Islamic organizations play
important roles in electoral political systems that are not
explicitly identified as Islamic. When the military regime of
Suharto in Indonesia was brought to an end, the person who became
president in 1999 as a result of the first open elections was
Abd al-Rahman Wahid, the leader of Nahdat ul-Ulama, perhaps
the largest Islamic organization in the world. He did not campaign
on a platform of Islamizing the political system, even though
he participated in the democratic system as a clearly identifiable
Islamic leader. When he was removed as president this year,
it was by a process of orderly replacement, and neither his
followers nor his opponents engaged in religious warfare.
Similarly, Islamically oriented political parties have operated
successfully in the secular electoral politics of Turkey, with
the leader of one such party, Necmettin Erbakan, serving as
prime minister briefly in 1996-1997. Although in succession,
the Islamically oriented Turkish parties have been suppressed
and many of their leaders jailed, the response of the people
in the parties has simply been to form new parties and try again
within the political system rather than withdrawing into a violent
underground opposition.
The Turkish experience reflects the fact that many Muslims,
whether living in formally secular or formally Islamic states,
see democracy as their main hope and vehicle of effective political
participation. One important dimension of this participation
is that despite conservative Muslim opposition to the idea of
rule by a woman, the three largest Muslim states in the world
-- Indonesia, Bangladesh, and Pakistan -- have had or now have
elected women as their heads of government. None of these women
was explicitly Islamist and one was directly opposed by an Islamist
party.
In this complex context, it is clear that Islam is not inherently
incompatible with democracy. “Political Islam” is sometimes
a program for religious democracy and not primarily an agenda
for holy war or terrorism.
Islam and Democracy (Oxford University Press, 1966) has been
translated into a number of languages, including Arabic, Turkish,
Japanese, and Indonesian. John O. Voll received $126,058 from
NEH to conduct a Summer Institute for College Teachers on modern
Islam and John L. Esposito received $126,058 to research the
works of modern Muslim scholar-activists.
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